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Advancing Privacy and Accuracy with Federated Learning and Homomorphic Encryption

  • Quoc Bao Phan
  • , Dinh C. Nguyen
  • , Thinh T. Doan
  • , Tuy Tan Nguyen

Research output: Contribution to journalArticlepeer-review

Abstract

This paper presents a novel theoretical framework integrating federated learning (FL) with homomorphic encryption (HE) through the Cheon-Kim-Kim-Song (CKKS) algorithm to address fundamental privacy-accuracy trade-offs in distributed machine learning. Our primary contribution is a Taylor-based diagonal Hessian approximation method that enables efficient gradient computation under encryption constraints while maintaining provable convergence guarantees. The framework incorporates Byzantine-resilient client selection mechanisms and establishes formal security bounds against adversarial attacks. Experimental validation across Fashion-MNIST, medical X-ray, and Non-IID CIFAR-10 datasets demonstrates competitive accuracies (92.5-97.3% ) with superior attack resilience, limiting accuracy degradation to 2-5% under intensive poisoning scenarios compared to 15-25% in conventional approaches. The theoretical foundations and empirical results establish the practical viability of privacy-preserving FL for real-world deployment in sensitive domains.

Original languageEnglish (US)
Pages (from-to)2416-2428
Number of pages13
JournalIEEE Transactions on Emerging Topics in Computational Intelligence
Volume10
Issue number3
DOIs
StatePublished - Jun 1 2026
Externally publishedYes

Keywords

  • Byzantine resilience
  • CKKS algorithm
  • Federated learning
  • diagonal Hessian approximation
  • homomorphic encryption
  • privacy-preserving machine learning

ASJC Scopus subject areas

  • Computer Science Applications
  • Control and Optimization
  • Computational Mathematics
  • Artificial Intelligence

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