Abstract
This paper presents a novel theoretical framework integrating federated learning (FL) with homomorphic encryption (HE) through the Cheon-Kim-Kim-Song (CKKS) algorithm to address fundamental privacy-accuracy trade-offs in distributed machine learning. Our primary contribution is a Taylor-based diagonal Hessian approximation method that enables efficient gradient computation under encryption constraints while maintaining provable convergence guarantees. The framework incorporates Byzantine-resilient client selection mechanisms and establishes formal security bounds against adversarial attacks. Experimental validation across Fashion-MNIST, medical X-ray, and Non-IID CIFAR-10 datasets demonstrates competitive accuracies (92.5-97.3% ) with superior attack resilience, limiting accuracy degradation to 2-5% under intensive poisoning scenarios compared to 15-25% in conventional approaches. The theoretical foundations and empirical results establish the practical viability of privacy-preserving FL for real-world deployment in sensitive domains.
| Original language | English (US) |
|---|---|
| Pages (from-to) | 2416-2428 |
| Number of pages | 13 |
| Journal | IEEE Transactions on Emerging Topics in Computational Intelligence |
| Volume | 10 |
| Issue number | 3 |
| DOIs | |
| State | Published - Jun 1 2026 |
| Externally published | Yes |
Keywords
- Byzantine resilience
- CKKS algorithm
- Federated learning
- diagonal Hessian approximation
- homomorphic encryption
- privacy-preserving machine learning
ASJC Scopus subject areas
- Computer Science Applications
- Control and Optimization
- Computational Mathematics
- Artificial Intelligence
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